The U.S. Securities and Exchange Commission (SEC) released their 2020 Examination Priorities. The report is your playbook for where the exams will focus.
Many of the OCIE's priorities changed as new risks emerged and existing risk were mitigated or heightened. Among their top concerns are issues related to anti-money laundering and cybersecurity. These items are directly related to areas of vendor management.
It's more important now than ever to get your third-party risk management in order.
Download the eBook for:
- Updates from the 2020 report
- Cybersecurity concerns
- SEC vendor management expectations
