Vendor Risk Management 2021 SEC OCIE Priorities
The U.S. Securities and Exchange Commission (SEC) released their 2021 Examination Priorities. The report is your playbook for where the exams will focus. Many of the OCIE's priorities changed as new risks emerged and existing risks were mitigated or heightened.
Download the whitepaper to understand what is expected of your organization and ensure you have your third-party risk management in order.
Download the whitepaper for:
- Updates from the 2021 report
- SEC vendor management expectations
- Information security and operation resiliency concerns