checklist
Vendor Due Diligence Checklist for Financial Services
CPE Credit Eligible
Performing vendor due diligence protects your financial services organization and customers — but it’s also a regulatory expectation.
Simply asking a vendor for “due diligence documents” doesn’t yield great results. Maintaining a comprehensive checklist ensures your organization requests specific documents that are targeted toward the vendor’s risk level. Use this checklist as a guide for your vendor due diligence collection.
Download the checklist to learn:
- Background vendor documentation
- Vendor financial health documentation
- Vendor information security and cybersecurity documentation
- Vendor technology documentation
- And so much more!
