checklist
Third-Party Risk Management Audit or Regulatory Exam
CPE Credit Eligible
The time has come to prepare for an audit or regulatory exam. The process can be time-consuming and nerve-racking, even for experienced professionals. Sticking to a simple game plan will make an audit of any type much easier to manage.
We've developed a handy checklist to help you ensure you’re prepared for your next audit or regulatory exam.
Download the checklist for:
- Who needs to be involved
- Vendor management items to prepare
- Best practices