Regulatory Compliance and Operational Assessment on your Vendor

Analyze your third-party’s operational and compliance standards.

Appropriate risk-based safeguards should be in place at your third-party to ensure sufficient regulatory compliance specific to the product or service they are providing to you. Performing a deep dive into the third-party’s policies and procedures and reviewing control data is an essential step to ensuring that they have the proper controls in place to protect the interests of your organization and your customers.

Vendors are not created equally and, therefore, it’s important that the oversight is tailored to the specific vendor.

Key Benefits of Our Assessment

A Review of Your Vendor’s Internal Policies
We send a questionnaire to your vendor to uncover and collect as much evidence as we can surrounding their internal policies. This helps you better understand how they handle their own third-parties (your fourth parties) and provides an in-depth look at internal procedures, leadership and organizational controls, complaint management, regulatory compliance, online reputational research, physical security policies and human resources and training policies.