Legal Insight: SEC Continues to List Cybersecurity Among OCIE Examination Priorities
The SEC Office of Compliance Inspections and Examinations (OCIE) has announced its 2018 examination...
Oversight Best Practices for Closing Settlement Agents
News articles have discussed wire fraud risk and the oversight practices involved in closing...
The Role of Vendor Management within Your Organization
There’s a lot that goes into vendor management, and all the hard work makes it an integral...
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